Compliance Advisory Specialist (Redress / Remediation) Motor Finance
Requirements
Candidates must have proven experience in remediation or redress environments and a strong background in financial services compliance. The role requires the ability to interpret complex regulations and translate them into actionable plans while maintaining effective stakeholder relationships.
Job Description
Role: Compliance Advisory
Specialist (Redress / Remediation) Motor Finance
Location: Basildon, Hybrid
– 2 days per week on site, 3 days working from home
Start Date: ASAP
End Date: 4 Months
(initially)
Daily Rate: Competitive,
Inside IR35
Payroll provider: Rockford
Payroll Info for Contingent Workers – Rockford Pay
You will
need to be able to drive to the site, with parking available.
We’re currently looking for an
experienced Remediation Compliance Specialist to join a financial services
organisation on an exciting remediation-focused assignment.
With a focus on Regulatory
Assurance, you will play a critical role in validating that remediation efforts
meet stringent regulatory requirements, providing confidence to clients and
regulators alike. Your expertise will support the design and execution of
assurance activities that safeguard compliance and mitigate regulatory risks."
About the role
This is an ideal opportunity for
a compliance professional with strong experience working within
remediation/redress environments, alongside a background in compliance
advisory.
You’ll be responsible for
providing specialist advisory compliance input across remediation activity,
helping ensure cases and outcomes are managed appropriately and in line with
regulatory and organisational requirements.
Providing professional guidance
to ensure adherence to legal, regulatory, and internal policy requirements. It
involves identifying compliance risks, developing strategies to mitigate those
risks, and ensuring ongoing adherence to applicable standards.
Key Components of Compliance
Advisory
- Regulatory Analysis: Understanding and interpreting
relevant laws and regulations impacting the business.
- Risk Assessment: Identifying areas where the
organization may be vulnerable to compliance breaches.
- Policy Development: Creating or updating internal
policies and procedures to align with regulatory requirements.
- Training and Awareness: Educating employees and
management on compliance obligations and best practices.
- Monitoring and Reporting: Establishing mechanisms
to track compliance status and report issues promptly.
- Remediation: Advising on corrective actions when
compliance gaps or violations are detected.
- Conducting thorough reviews and testing of
remediation processes to confirm regulatory compliance.
- Collaborating with clients and internal teams to
design and implement effective regulatory assurance frameworks.
- Identifying regulatory risks and recommend
mitigation strategies to enhance compliance posture.
- Preparing detailed reports and assurance statements
for stakeholders and regulatory bodies.
We’re looking for:
- Proven experience within a Remediation / Redress
environment
- Strong Compliance Advisory experience
- Previous experience within Financial Services
- Ability to provide sound compliance guidance and
challenge throughout remediation activity
- Strong analytical, communication and stakeholder
management skills
- Strong understanding of regulatory environments
relevant within financial services
- Experience in regulatory assurance, compliance
testing, and audit support.
- Ability to interpret complex regulations and
translate them into actionable remediation plans
Basildon-based: You will need
to be able to drive to the site, with parking available.